Firm profile

PEAK CAPITAL MANAGEMENT, LLC

GREENWOOD VILLAGE, COCRD 141488Latest ADV March 31, 2026

Peak Capital Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Greenwood Village, CO. Its latest Form ADV filing, dated March 31, 2026, reports $165M in regulatory assets under management, 5 employees, and 289 accounts.

Assets Under Management
$165M
Employees
5
Offices
--
Total Clients
110
Primary office
GREENWOOD VILLAGE, CO
9250 EAST COSTILLA AVENUE, SUITE 110, GREENWOOD VILLAGE, CO, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEOBrian D. Lockhart
CCOBayard N. Dodge
CIOBrian D. Lockhart

Advisory services offered

6 types reported
Financial Planning Services
Other advisory services
Pension consulting services

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 15, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 66.4% of total clients.
Top client categories% of clientsClients
1
Individuals
66.4%
73
2
HNWI
27.3%
30
3
Corporations
4.5%
5
4
Pension Plans
1.8%
2

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$165Mas of March 31, 2026
Discretionary58.5%
$97M
58% of total RAUM58.5%
Non-discretionary41.5%
$69M
42% of total RAUM41.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$165M
Total Accounts289
10Y AUM Change$-73M (-30.5%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees5
Clients per Employee22:1
10Y Employee Change-2 (-28.6%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.