ALPHARETTA, GACRD 140594Latest ADV February 19, 2026
Elm3 Financial Group, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Alpharetta, GA. Its latest Form ADV filing, dated February 19, 2026, reports $189M in regulatory assets under management, 5 employees, 2 offices, and 680 accounts.
Assets Under Management
$189M
Employees
5
Offices
2 offices
Total Clients
287
Primary office
ALPHARETTA, GA
5755 NORTH POINT PKWY, SUITE 92, ALPHARETTA, GA, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 75.3% of total clients.
Top client categories% of clientsClients
1
Individuals
75.3%
216
2
HNWI
23.0%
66
3
Corporations
1.7%
5
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$189Mas of February 19, 2026
Discretionary96.8%
$183M
97% of total RAUM96.8%
Non-discretionary3.2%
$6M
3% of total RAUM3.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$189M
Total Accounts680
10Y AUM Change+$54M (+39.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee57:1
10Y Employee Change-3 (-37.5%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.