Firm profile

PGI WEALTH MANAGEMENT

ALPHARETTA, GACRD 297517Latest ADV March 17, 2026

Pgi Wealth Management is an SEC registered investment adviser organized as a limited liability company with a primary office location in Alpharetta, GA. Its latest Form ADV filing, dated March 17, 2026, reports $931M in regulatory assets under management, 9 employees, 6 offices, and 1,235 accounts.

Assets Under Management
$931M
Employees
9
Offices
6 offices
Total Clients
497
Primary office
ALPHARETTA, GA
13680 HIGHWAY 9, SUITE C100, ALPHARETTA, GA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CCONicholas W. Mcelroy
CIODustin M. Dorhout

Advisory services offered

3 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 16, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 61.2% of total clients.
Top client categories% of clientsClients
1
Individuals
61.2%
304
2
HNWI
38.8%
193
Categories with <5 clients
Charitable Organizations<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$931Mas of March 17, 2026
Discretionary99.5%
$926M
100% of total RAUM99.5%
Non-discretionary0.5%
$5M
0% of total RAUM0.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$931M
Total Accounts1,235
10Y AUM Change+$740M (+387.9%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees9
Clients per Employee55:1
10Y Employee Change+4 (+80.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.