Ngc Financial, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Bayside, NY. Its latest Form ADV filing, dated September 2, 2025, reports $57M in regulatory assets under management, 1 employee, and 108 accounts.
Portfolio management for individuals and small businesses
Fee models offered
4 types reported
Asset based fees
Commissions
Fixed fees
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 100.0% of total clients.
Top client categories% of clientsClients
1
Individuals
100.0%
78
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$57Mas of September 2, 2025
Discretionary0.0%
$0
0% of total RAUM0.0%
Non-discretionary100.0%
$57M
100% of total RAUM100.0%
All regulatory assets under management are non-discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$57M
Total Accounts108
10Y AUM Change+$31M (+120.9%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees1
Clients per Employee78:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.