Waterfall Asset Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated March 30, 2026, reports $22.0B in regulatory assets under management, 133 employees, and 68 accounts.
Assets Under Management
$22.0B
Employees
133
Offices
--
Total Clients
64
Primary office
NEW YORK, NY
1251 AVENUE OF THE AMERICAS, 50TH FLOOR, NEW YORK, NY, United States
Portfolio management for pooled investment vehicles
Fee models offered
3 types reported
Asset based fees
Other fee arrangements
Performance-based fees
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentPooled Investment Vehicles represent 78.1% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
78.1%
50
2
Insurance Cos.
17.2%
11
3
Investment Cos.
4.7%
3
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Pension and profit sharing plans<5 clients
State or municipal government entities (including govt. pension plans)<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$22.0Bas of March 30, 2026
Discretionary100.0%
$22.0B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$22.0B
Total Accounts68
10Y AUM Change+$14.3B (+183.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees133
Clients per Employee0:1
10Y Employee Change+47 (+54.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.