Phocas Financial Corporation is an SEC registered investment adviser organized as a corporation with a primary office location in Alameda, CA. Its latest Form ADV filing, dated April 23, 2026, reports $683M in regulatory assets under management, 10 employees, and 52 accounts.
Assets Under Management
$683M
Employees
10
Offices
--
Total Clients
36
Primary office
ALAMEDA, CA
1080 MARINA VILLAGE PARKWAY, SUITE 520, ALAMEDA, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 50.0% of total clients.
Top client categories% of clientsClients
1
Individuals
50.0%
18
2
Government
30.6%
11
3
HNWI
13.9%
5
4
Charitable
2.8%
1
5
Corporations
2.8%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$683Mas of April 23, 2026
Discretionary100.0%
$683M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$683M
Total Accounts52
10Y AUM Change$-1.0B (-59.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees10
Clients per Employee4:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.