Shah Capital Management is an SEC registered investment adviser organized as a corporation with a primary office location in Raleigh, NC. Its latest Form ADV filing, dated February 23, 2026, reports $768M in regulatory assets under management, 4 employees, and 83 accounts.
Assets Under Management
$768M
Employees
4
Offices
--
Total Clients
57
Primary office
RALEIGH, NC
2301 SUGAR BUSH ROAD, SUITE 510, RALEIGH, NC, United States
Portfolio management for individuals and small businesses
Portfolio management for pooled investment vehicles
Fee models offered
2 types reported
Asset based fees
Performance-based fees
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentHNWI represent 47.4% of total clients.
Top client categories% of clientsClients
1
HNWI
47.4%
27
2
Individuals
40.4%
23
3
Irrevocable Trusts/Estates
10.5%
6
4
Pooled Investment Vehicles
1.8%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$768Mas of February 23, 2026
Discretionary100.0%
$768M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$768M
Total Accounts83
10Y AUM Change+$520M (+209.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee14:1
10Y Employee Change-3 (-42.9%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.