Waterloo Capital is an SEC registered investment adviser organized as a partnership with a primary office location in Austin, TX. Its latest Form ADV filing, dated March 24, 2026, reports $2.3B in regulatory assets under management, 64 employees, 11 offices, and 7,306 accounts.
Assets Under Management
$2.3B
Employees
64
Offices
11 offices
Total Clients
2,797
Primary office
AUSTIN, TX
2801 VIA FORTUNA, SUITE 250, AUSTIN, TX, United States
Portfolio management for individuals and small businesses
Fee models offered
4 types reported
Asset based fees
Commissions
Fixed fees
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 60.2% of total clients.
Top client categories% of clientsClients
1
Individuals
60.2%
1,685
2
HNWI
33.0%
924
3
Pension Plans
6.7%
188
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.3Bas of March 24, 2026
Discretionary93.0%
$2.1B
93% of total RAUM93.0%
Non-discretionary7.0%
$158M
7% of total RAUM7.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$2.3B
Total Accounts7,306
10Y AUM Change+$2.0B (+734.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees64
Clients per Employee44:1
10Y Employee Change+58 (+966.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.