CHARLOTTE, NCCRD 133279Latest ADV January 30, 2026
Westend Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Charlotte, NC. Its latest Form ADV filing, dated January 30, 2026, reports $1.9B in regulatory assets under management, 29 employees, and 4,149 accounts.
Assets Under Management
$1.9B
Employees
29
Offices
--
Total Clients
4,149
Primary office
CHARLOTTE, NC
1001 MOREHEAD SQUARE DRIVE, SUITE 600, CHARLOTTE, NC, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 91.4% of total clients.
Top client categories% of clientsClients
1
Individuals
91.4%
3,791
2
HNWI
6.2%
259
3
Corporations
1.5%
63
4
Charitable
0.7%
30
5
Pension Plans
0.1%
5
Additional categories (<0.1%)
Government<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.9Bas of January 30, 2026
Discretionary100.0%
$1.9B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$1.9B
Total Accounts4,149
10Y AUM Change+$890M (+90.9%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees29
Clients per Employee143:1
10Y Employee Change+11 (+61.1%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.