Secure Retirement Financial & Insurance Services Corp. is an SEC registered investment adviser organized as a corporation with a primary office location in San Ramon, CA. Its latest Form ADV filing, dated April 1, 2026, reports $102M in regulatory assets under management, 5 employees, and 481 accounts.
Assets Under Management
$102M
Employees
5
Offices
--
Total Clients
211
Primary office
SAN RAMON, CA
2333. SAN RAMON VALLEY BOULEVARD, SUITE 250, SAN RAMON, CA, United States
Top client segmentIndividuals represent 88.6% of total clients.
Top client categories% of clientsClients
1
Individuals
88.6%
187
2
HNWI
11.4%
24
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$102Mas of April 1, 2026
Discretionary100.0%
$102M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$102M
Total Accounts481
10Y AUM Change+$2M (+1.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee42:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.