Prosperity Financial Group, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in San Ramon, CA. Its latest Form ADV filing, dated March 10, 2026, reports $503M in regulatory assets under management, 10 employees, 1 office, and 1,360 accounts.
Assets Under Management
$503M
Employees
10
Offices
1 office
Total Clients
612
Primary office
SAN RAMON, CA
2333 SAN RAMON VALLEY BLVD., SUITE 200, SAN RAMON, CA, United States
Top client segmentIndividuals represent 77.8% of total clients.
Top client categories% of clientsClients
1
Individuals
77.8%
476
2
HNWI
19.9%
122
3
Pension Plans
2.1%
13
4
Charitable
0.2%
1
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$503Mas of March 10, 2026
Discretionary100.0%
$503M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$503M
Total Accounts1,360
10Y AUM Change+$144M (+40.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees10
Clients per Employee61:1
10Y Employee Change-1 (-9.1%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.