Greenrock Research, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Chicago, IL. Its latest Form ADV filing, dated March 27, 2026, reports $864M in regulatory assets under management, 6 employees, and 1,880 accounts.
Assets Under Management
$864M
Employees
6
Offices
--
Total Clients
25
Primary office
CHICAGO, IL
444 W. LAKE ST., SUITE 1700, CHICAGO, IL, United States
Top client segmentOther Advisers represent 84.0% of total clients.
Top client categories% of clientsClients
1
Other Advisers
84.0%
21
2
Individuals
16.0%
4
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$864Mas of March 27, 2026
Discretionary59.7%
$516M
60% of total RAUM59.7%
Non-discretionary40.3%
$348M
40% of total RAUM40.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$864M
Total Accounts1,880
10Y AUM Change+$298M (+52.6%)
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee4:1
10Y Employee Change0 (0.0%)
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.