Light Financial Services, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Fargo, ND. Its latest Form ADV filing, dated March 25, 2026, reports $176M in regulatory assets under management, 2 employees, and 1,810 accounts.
Assets Under Management
$176M
Employees
2
Offices
--
Total Clients
622
Primary office
FARGO, ND
3575 45TH ST S, SUITE 112, FARGO, ND, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 94.5% of total clients.
Top client categories% of clientsClients
1
Individuals
94.5%
588
2
HNWI
5.3%
33
3
Corporations
0.2%
1
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$176Mas of March 25, 2026
Discretionary99.5%
$175M
100% of total RAUM99.5%
Non-discretionary0.5%
$857K
0% of total RAUM0.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$176M
Total Accounts1,810
10Y AUM Change+$65M (+58.8%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee311:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.