Firm profile

FINANCIAL STRATEGIES GROUP

FARGO, NDCRD 122030Latest ADV March 20, 2026

Financial Strategies Group is an SEC registered investment adviser organized as a limited liability company with a primary office location in Fargo, ND. Its latest Form ADV filing, dated March 20, 2026, reports $189M in regulatory assets under management, 10 employees, 1 office, and 1,346 accounts.

Assets Under Management
$189M
Employees
10
Offices
1 office
Total Clients
659
Primary office
FARGO, ND
1220 28TH AVENUE NORTH, FARGO, ND, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(701) 234-0103
WebsiteNot reported
LinkedInNot reported

Leadership

1 roles identified
CCOThomas J. Claud

Advisory services offered

4 types reported
Financial Planning Services
Other advisory services
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 14, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 91.4% of total clients.
Top client categories% of clientsClients
1
Individuals
91.4%
602
2
HNWI
8.6%
57
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$189Mas of March 20, 2026
Discretionary99.0%
$187M
99% of total RAUM99.0%
Non-discretionary1.0%
$2M
1% of total RAUM1.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$189M
Total Accounts1,346
10Y AUM Change+$73M (+62.4%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees10
Clients per Employee66:1
10Y Employee Change+3 (+42.9%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.