Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Kelso & Company, L.P.
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
KELSO & COMPANIES, INC.Direct owner · Schedule AInterest in KELSO & COMPANY, L.P.
10% to < 25%
JAMES J CONNORSDirect owner · Schedule AInterest in KELSO & COMPANY, L.P.
< 5%
PHILIP EDWARD BERNEYDirect owner · Schedule AInterest in KELSO & COMPANY, L.P.
< 5%
FRANK JOHN LOVERRODirect owner · Schedule AInterest in KELSO & COMPANY, L.P.
< 5%
ANNA LYNN ALEXANDERDirect owner · Schedule AInterest in KELSO & COMPANY, L.P.
< 5%
FRANK KITCHELL BYNUMDirect owner · Schedule AInterest in KELSO & COMPANY, L.P.
< 5%
CHRISTOPHER LAWRENCE COLLINSDirect owner · Schedule AInterest in KELSO & COMPANY, L.P.
< 5%
HOWARD A. MATLINDirect owner · Schedule AInterest in KELSO & COMPANY, L.P.
< 5%
CHURCH MURDOCK MOOREDirect owner · Schedule AInterest in KELSO & COMPANY, L.P.
< 5%
STANLEY DE JONGH OSBORNEDirect owner · Schedule AInterest in KELSO & COMPANY, L.P.
< 5%
DAVID IRA WAHRHAFTIGDirect owner · Schedule AInterest in KELSO & COMPANY, L.P.
< 5%
ALEXIS HOLDING CORP.Direct owner · Schedule AInterest in KELSO & COMPANY, L.P.
< 5%
HENRY MANNIXDirect owner · Schedule AInterest in KELSO & COMPANY, L.P.
< 5%
STEPHEN C DUTTONDirect owner · Schedule AInterest in KELSO & COMPANY, L.P.
< 5%
MATTHEW EDGERTONDirect owner · Schedule AInterest in KELSO & COMPANY, L.P.
< 5%
ALEC JACQUES HUFNAGELDirect owner · Schedule AInterest in KELSO & COMPANY, L.P.
< 5%
WILLIAM WOODirect owner · Schedule AInterest in KELSO & COMPANY, L.P.
< 5%
DAVID LAWRENCE COHENDirect owner · Schedule AInterest in KELSO & COMPANY, L.P.
< 5%
MICHAEL P NICHOLSDirect owner · Schedule AInterest in KELSO & COMPANY, L.P.
< 5%
JOSEPH MARC KOPILAKDirect owner · Schedule AInterest in KELSO & COMPANY, L.P.
< 5%
KELSO & COMPANY, LLCDirect owner · Schedule AInterest in KELSO & COMPANY, L.P.
< 5%
WILLIAM CHARLES FRAYERDirect owner · Schedule AInterest in KELSO & COMPANY, L.P.
< 5%
FORREST B COMPTONDirect owner · Schedule AInterest in KELSO & COMPANY, L.P.
< 5%
Hugh Benedict McBrideDirect owner · Schedule AInterest in KELSO & COMPANY, L.P.
< 5%
MICHAEL BRUCE GOLDBERGIndirect owner · Schedule BInterest in ALEXIS HOLDING CORP.
75%+
FRANK TEMPLETON NICKELLIndirect owner · Schedule BInterest in KELSO & COMPANIES, INC.
25% to < 50%
THOMAS ROBERT WALLIndirect owner · Schedule BInterest in KELSO & COMPANIES, INC.
25% to < 50%
GEORGE EDWARD MATELICHIndirect owner · Schedule BInterest in KELSO & COMPANIES, INC.
25% to < 50%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Kelso & Company, L.P..
Reported ownership and control details
Form ADV · Filing date 2026-04-30 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | KELSO & COMPANIES, INC.LIMITED PARTNERDomestic entity | KELSO & COMPANY, L.P. | 10% to less than 25%Code B | Yes | LIMITED PARTNER03/2021 | Schedule APDF page 253 |
| 2 | JAMES J CONNORSLIMITED PARTNER AND MANAGING DIRECTORIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | LIMITED PARTNER AND MANAGING DIRECTOR12/2011 | Schedule APDF page 253 |
| 3 | PHILIP EDWARD BERNEYLIMITED PARTNER, MANAGING DIRECTOR AND CHAIRMANIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | LIMITED PARTNER, MANAGING DIRECTOR AND CHAIRMAN03/2023 | Schedule APDF page 253 |
| 4 | FRANK JOHN LOVERROLIMITED PARTNER AND MANAGING DIRECTOR AND CO-CHIEF EXECUTIVE OFFICERIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | LIMITED PARTNER AND MANAGING DIRECTOR AND CO-CHIEF EXECUTIVE OFFICER01/2016 | Schedule APDF page 253 |
| 5 | ANNA LYNN ALEXANDERLIMITED PARTNER AND MANAGING DIRECTORIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | LIMITED PARTNER AND MANAGING DIRECTOR01/2014 | Schedule APDF page 253 |
| 6 | FRANK KITCHELL BYNUMLIMITED PARTNER AND MANAGING DIRECTORIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | LIMITED PARTNER AND MANAGING DIRECTOR01/2014 | Schedule APDF page 253 |
| 7 | CHRISTOPHER LAWRENCE COLLINSLIMITED PARTNER AND MANAGING DIRECTOR AND CO-CHIEF EXECUTIVE OFFICERIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | LIMITED PARTNER AND MANAGING DIRECTOR AND CO-CHIEF EXECUTIVE OFFICER03/2023 | Schedule APDF page 253 |
| 8 | HOWARD A. MATLINLIMITED PARTNER AND MANAGING DIRECTORIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | LIMITED PARTNER AND MANAGING DIRECTOR01/2014 | Schedule APDF page 253 |
| 9 | CHURCH MURDOCK MOORELIMITED PARTNER AND MANAGING DIRECTORIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | LIMITED PARTNER AND MANAGING DIRECTOR01/2014 | Schedule APDF page 253 |
| 10 | STANLEY DE JONGH OSBORNELIMITED PARTNER AND MANAGING DIRECTORIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | LIMITED PARTNER AND MANAGING DIRECTOR01/2014 | Schedule APDF page 253 |
| 11 | DAVID IRA WAHRHAFTIGLIMITED PARTNER AND MANAGING DIRECTORIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | LIMITED PARTNER AND MANAGING DIRECTOR01/2014 | Schedule APDF page 253 |
| 12 | ALEXIS HOLDING CORP.LIMITED PARTNERDomestic entity | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | LIMITED PARTNER01/2014 | Schedule APDF page 253 |
| 13 | HENRY MANNIXLIMITED PARTNER AND MANAGING DIRECTORIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | LIMITED PARTNER AND MANAGING DIRECTOR01/2015 | Schedule APDF page 253 |
| 14 | FRANK TEMPLETON NICKELLMANAGING DIRECTORIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | MANAGING DIRECTOR03/2023 | Schedule APDF page 253 |
| 15 | GEORGE EDWARD MATELICHMANAGING DIRECTORIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | MANAGING DIRECTOR01/2014 | Schedule APDF page 254 |
| 16 | THOMAS ROBERT WALLMANAGING DIRECTORIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | MANAGING DIRECTOR01/2014 | Schedule APDF page 254 |
| 17 | MICHAEL B GOLDBERGMANAGING DIRECTORIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | MANAGING DIRECTOR01/2014 | Schedule APDF page 254 |
| 18 | STEPHEN C DUTTONLIMITED PARTNER AND MANAGING DIRECTORIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | LIMITED PARTNER AND MANAGING DIRECTOR03/2016 | Schedule APDF page 254 |
| 19 | MATTHEW EDGERTONLIMITED PARTNER AND MANAGING DIRECTORIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | LIMITED PARTNER AND MANAGING DIRECTOR03/2016 | Schedule APDF page 254 |
| 20 | ALEC JACQUES HUFNAGELLIMITED PARTNER AND MANAGING DIRECTORIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | LIMITED PARTNER AND MANAGING DIRECTOR01/2019 | Schedule APDF page 254 |
| 21 | WILLIAM WOOLIMITED PARTNER, MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICERIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | LIMITED PARTNER, MANAGING DIRECTOR, GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER05/2019 | Schedule APDF page 254 |
| 22 | DAVID LAWRENCE COHENLIMITED PARTNER AND MANAGING DIRECTORIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | LIMITED PARTNER AND MANAGING DIRECTOR05/2019 | Schedule APDF page 254 |
| 23 | MICHAEL P NICHOLSLIMITED PARTNER AND MANAGING DIRECTORIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | LIMITED PARTNER AND MANAGING DIRECTOR01/2020 | Schedule APDF page 254 |
| 24 | JOSEPH MARC KOPILAKLIMITED PARTNER, MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICERIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | LIMITED PARTNER, MANAGING DIRECTOR AND CHIEF FINANCIAL OFFICER04/2021 | Schedule APDF page 254 |
| 25 | KELSO & COMPANY, LLCGENERAL PARTNERDomestic entity | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | GENERAL PARTNER03/2021 | Schedule APDF page 254 |
| 26 | WILLIAM CHARLES FRAYERLIMITED PARTNER AND MANAGING DIRECTORIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | LIMITED PARTNER AND MANAGING DIRECTOR01/2024 | Schedule APDF page 254 |
| 27 | FORREST B COMPTONLIMITED PARTNER AND MANAGING DIRECTORIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | LIMITED PARTNER AND MANAGING DIRECTOR03/2026 | Schedule APDF page 254 |
| 28 | Hugh Benedict McBrideLIMITED PARTNER AND MANAGING DIRECTORIndividual | KELSO & COMPANY, L.P. | Less than 5%Code NA | Yes | LIMITED PARTNER AND MANAGING DIRECTOR03/2026 | Schedule APDF page 254 |
| 29 | FRANK TEMPLETON NICKELLSHAREHOLDERIndividual | KELSO & COMPANIES, INC. | 25% to less than 50%Code C | Yes | SHAREHOLDER03/1989 | Schedule BPDF page 254 |
| 30 | THOMAS ROBERT WALLSHAREHOLDERIndividual | KELSO & COMPANIES, INC. | 25% to less than 50%Code C | Yes | SHAREHOLDER01/2014 | Schedule BPDF page 254 |
| 31 | GEORGE EDWARD MATELICHSHAREHOLDERIndividual | KELSO & COMPANIES, INC. | 25% to less than 50%Code C | Yes | SHAREHOLDER01/2014 | Schedule BPDF page 254 |
| 32 | MICHAEL BRUCE GOLDBERGSHAREHOLDERIndividual | ALEXIS HOLDING CORP. | 75% or moreCode E | Yes | SHAREHOLDER12/1992 | Schedule BPDF page 254 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 4/30/2026 4:45:49 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.