Carret Asset Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated March 31, 2026, reports $3.5B in regulatory assets under management, 22 employees, 6 offices, and 2,633 accounts.
Assets Under Management
$3.5B
Employees
22
Offices
6 offices
Total Clients
2,633
Primary office
NEW YORK, NY
360 MADISON AVENUE, 20TH FLOOR, NEW YORK, NY, United States
Portfolio management for individuals and small businesses
Portfolio management for investment companies
Fee models offered
2 types reported
Asset based fees
Performance-based fees
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentOther Advisers represent 46.9% of total clients.
Top client categories% of clientsClients
1
Other Advisers
46.9%
1,236
2
Individuals
35.7%
941
3
HNWI
15.0%
395
4
Corporations
1.6%
43
5
Pension Plans
0.6%
17
Additional categories (<0.1%)
Investment Cos.<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$3.5Bas of May 20, 2026
Discretionary100.0%
$3.5B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$3.5B
Total Accounts2,633
10Y AUM Change+$1.1B (+46.8%)
Rialytix.com
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees22
Clients per Employee120:1
10Y Employee Change+1 (+4.8%)
Rialytix.com
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.