Guggenheim Investments is an SEC registered investment adviser organized as a limited liability company with a primary office location in Chicago, IL. Its latest Form ADV filing, dated March 31, 2026, reports $4.1B in regulatory assets under management, 5 employees, 3 offices, and 3 accounts.
Assets Under Management
$4.1B
Employees
5
Offices
3 offices
Total Clients
<5
Primary office
CHICAGO, IL
227 WEST MONROE STREET, 7TH FLOOR, CHICAGO, IL, United States
Top client segmentInvestment Cos. represent 100.0% of total clients.
Top client categories% of clientsClients
1
Investment Cos.
100.0%
3
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$4.1Bas of March 31, 2026
Discretionary100.0%
$4.1B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$4.1B
Total Accounts3
10Y AUM Change$-10.9B (-72.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee1:1
10Y Employee Change-4 (-44.4%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.