Firm profile

MOLLOT & HARDY, INC.

AMHERST, NYCRD 128377Latest ADV March 13, 2026

Mollot & Hardy, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Amherst, NY. Its latest Form ADV filing, dated March 13, 2026, reports $81M in regulatory assets under management, 2 employees, and 81 accounts.

Assets Under Management
$81M
Employees
2
Offices
--
Total Clients
77
Primary office
AMHERST, NY
646 N. FRENCH RD, SUITE 9, AMHERST, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOAlan R. Mollot

Advisory services offered

3 types reported
Educational seminars/workshops
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

1 types reported
Asset based fees
Sources checked May 14, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 87.0% of total clients.
Top client categories% of clientsClients
1
Individuals
87.0%
67
2
HNWI
13.0%
10
Categories with <5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$81Mas of March 13, 2026
Discretionary0.0%
$0
0% of total RAUM0.0%
Non-discretionary100.0%
$81M
100% of total RAUM100.0%
All regulatory assets under management are non-discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$81M
Total Accounts81
10Y AUM Change+$26M (+47.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees2
Clients per Employee39:1
10Y Employee Change-3 (-60.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.