Shepherd Kaplan LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Boston, MA. Its latest Form ADV filing, dated March 31, 2026, reports $10.2B in regulatory assets under management, 42 employees, and 1,389 accounts.
Assets Under Management
$10.2B
Employees
42
Offices
--
Total Clients
<5
Primary office
BOSTON, MA
53 STATE STREET, 23RD FLOOR, BOSTON, MA, United States
Total regulatory assets under management$10.2Bas of March 31, 2026
Discretionary8.5%
$862M
8% of total RAUM8.5%
Non-discretionary91.5%
$9.3B
92% of total RAUM91.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$10.2B
Total Accounts1,389
10Y AUM Change+$2.5B (+33.2%)
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees42
Clients per Employee—
10Y Employee Change-2 (-4.5%)
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.