Shepherd Kaplan LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Boston, MA. Its latest Form ADV filing, dated March 31, 2026, reports $10.2B in regulatory assets under management, 42 employees, and 1,389 accounts.
Assets Under Management
$10.2B
Employees
42
Offices
--
Total Clients
<5
Primary office
BOSTON, MA
53 STATE STREET, 23RD FLOOR, BOSTON, MA, United States
Total regulatory assets under management$10.2Bas of March 31, 2026
Discretionary8.5%
$862M
8% of total RAUM8.5%
Non-discretionary91.5%
$9.3B
92% of total RAUM91.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$10.2B
Total Accounts1,389
10Y AUM Change+$2.5B (+33.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees42
Clients per Employee—
10Y Employee Change-2 (-4.5%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.