Francis Financial is an SEC registered investment adviser with a primary office location in New York, NY. Its latest Form ADV filing, dated March 10, 2026, reports $803M in regulatory assets under management, 14 employees, and 1,048 accounts.
Assets Under Management
$803M
Employees
14
Offices
--
Total Clients
256
Primary office
NEW YORK, NY
39 BROADWAY, SUITE 1730, NEW YORK, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentHNWI represent 77.7% of total clients.
Top client categories% of clientsClients
1
HNWI
77.7%
199
2
Individuals
22.3%
57
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$803Mas of March 10, 2026
Discretionary92.3%
$741M
92% of total RAUM92.3%
Non-discretionary7.7%
$62M
8% of total RAUM7.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$803M
Total Accounts1,048
10Y AUM Change+$631M (+366.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees14
Clients per Employee18:1
10Y Employee Change+4 (+40.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.