GRASS VALLEY, CACRD 126849Latest ADV March 4, 2026
Apple & Associates is an SEC registered investment adviser organized as a partnership with a primary office location in Grass Valley, CA. Its latest Form ADV filing, dated March 4, 2026, reports $138M in regulatory assets under management, 4 employees, 1 office, and 525 accounts.
Assets Under Management
$138M
Employees
4
Offices
1 office
Total Clients
247
Primary office
GRASS VALLEY, CA
565 BRUNSWICK ROAD, SUITE 8, GRASS VALLEY, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 80.6% of total clients.
Top client categories% of clientsClients
1
Individuals
80.6%
199
2
HNWI
16.2%
40
3
Pension Plans
3.2%
8
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$138Mas of March 4, 2026
Discretionary100.0%
$138M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$138M
Total Accounts525
10Y AUM Change$-374K (-0.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee62:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.