⌕
Firm profile

Ostrofe Financial Consultants Inc.

GRASS VALLEY, CACRD 110064Latest ADV February 3, 2026

Ostrofe Financial Consultants Inc is an SEC registered investment adviser organized as a corporation with a primary office location in Grass Valley, CA. Its latest Form ADV filing, dated February 3, 2026, reports $386M in regulatory assets under management, 9 employees, and 1,625 accounts.

Assets Under Management
$386M
Employees
9
Offices
--
Total Clients
568
Primary office
GRASS VALLEY, CA
420 SIERRA COLLEGE DRIVE, SUITE 200, GRASS VALLEY, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOPatricia A. Lum

Advisory services offered

3 types reported
Financial Planning Services
Portfolio management for individuals and small businesses
Selection of other advisers

Fee models offered

1 types reported
Asset based fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 72.9% of total clients.
Top client categories% of clientsClients
1
Individuals
72.9%
414
2
HNWI
25.2%
143
3
Pension Plans
1.9%
11

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$386Mas of February 3, 2026
Discretionary100.0%
$386M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$386M
Total Accounts1,625
10Y AUM Change+$195M (+102.0%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees9
Clients per Employee63:1
10Y Employee Change-2 (-18.2%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.