Firm profile

HENNION & WALSH ASSET MANAGEMENT, INC.

PARSIPPANY, NJCRD 126236Latest ADV March 30, 2026

Hennion & Walsh Asset Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Parsippany, NJ. Its latest Form ADV filing, dated March 30, 2026, reports $769M in regulatory assets under management, 75 employees, 1 office, and 1,821 accounts.

Assets Under Management
$769M
Employees
75
Offices
1 office
Total Clients
1,099
Primary office
PARSIPPANY, NJ
2001 ROUTE 46, WATERVIEW PLAZA, PARSIPPANY, NJ, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOPhillip Fitzsimmons

Advisory services offered

5 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

2 types reported
Asset based fees
Commissions
Sources checked May 14, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 85.5% of total clients.
Top client categories% of clientsClients
1
Individuals
85.5%
940
2
HNWI
13.4%
147
3
Charitable
0.5%
6
4
Corporations
0.5%
6
Categories with <5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$769Mas of March 30, 2026
Discretionary96.5%
$742M
96% of total RAUM96.5%
Non-discretionary3.5%
$27M
4% of total RAUM3.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$769M
Total Accounts1,821
10Y AUM Change+$571M (+287.8%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees75
Clients per Employee15:1
10Y Employee Change+15 (+25.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.