Klingman and Associates, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated March 19, 2026, reports $5.7B in regulatory assets under management, 25 employees, and 3,532 accounts.
Assets Under Management
$5.7B
Employees
25
Offices
--
Total Clients
709
Primary office
NEW YORK, NY
120 WEST 45TH STREET, SUITE 3800, NEW YORK, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentHNWI represent 64.3% of total clients.
Top client categories% of clientsClients
1
HNWI
64.3%
456
2
Individuals
35.0%
248
3
Pension Plans
0.4%
3
4
Charitable
0.3%
2
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$5.7Bas of March 19, 2026
Discretionary73.0%
$4.1B
73% of total RAUM73.0%
Non-discretionary27.0%
$1.5B
27% of total RAUM27.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$5.7B
Total Accounts3,532
10Y AUM Change+$4.2B (+276.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees25
Clients per Employee28:1
10Y Employee Change+12 (+92.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.