Professional Financial is an SEC registered investment adviser organized as a corporation with a primary office location in Pittsford, NY. Its latest Form ADV filing, dated April 14, 2026, reports $226M in regulatory assets under management, 4 employees, 1 office, and 450 accounts.
Assets Under Management
$226M
Employees
4
Offices
1 office
Total Clients
93
Primary office
PITTSFORD, NY
1159 PITTSFORD-VICTOR RD, SUITE 120, PITTSFORD, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentHNWI represent 74.2% of total clients.
Top client categories% of clientsClients
1
HNWI
74.2%
69
2
Individuals
25.8%
24
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Other categories<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$226Mas of April 14, 2026
Discretionary93.3%
$211M
93% of total RAUM93.3%
Non-discretionary6.7%
$15M
7% of total RAUM6.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$226M
Total Accounts450
10Y AUM Change+$85M (+59.9%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee23:1
10Y Employee Change-1 (-20.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.