Firm profile

BROADWATER CAPITAL MANAGEMENT LLC

BOSTON, MACRD 125509Latest ADV March 25, 2026

Broadwater Capital Management LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Boston, MA. Its latest Form ADV filing, dated March 25, 2026, reports $161M in regulatory assets under management, 1 employee, and 94 accounts.

Assets Under Management
$161M
Employees
1
Offices
--
Total Clients
36
Primary office
BOSTON, MA
15 COURT SQUARE, SUITE 640, BOSTON, MA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(617) 778-0095
WebsiteNot reported
LinkedInNot reported

Leadership

1 roles identified
CCOBrent E. Garcia

Advisory services offered

2 types reported
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

1 types reported
Asset based fees
Sources checked May 14, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 50.0% of total clients.
Top client categories% of clientsClients
1
Individuals
50.0%
18
2
HNWI
50.0%
18
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$161Mas of March 25, 2026
Discretionary100.0%
$161M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$161M
Total Accounts94
10Y AUM Change$-2M (-1.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees1
Clients per Employee36:1
10Y Employee Change-1 (-50.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.