CHARLOTTE, NCCRD 122224Latest ADV February 26, 2026
Wms Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Charlotte, NC. Its latest Form ADV filing, dated February 26, 2026, reports $281M in regulatory assets under management, 7 employees, 3 offices, and 411 accounts.
Assets Under Management
$281M
Employees
7
Offices
3 offices
Total Clients
131
Primary office
CHARLOTTE, NC
6135 PARK SOUTH DRIVE, SUITE 510, CHARLOTTE, NC, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Hourly charges
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 58.0% of total clients.
Top client categories% of clientsClients
1
Individuals
58.0%
76
2
HNWI
42.0%
55
Categories with <5 clients
Charitable Organizations<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$281Mas of February 26, 2026
Discretionary88.7%
$249M
89% of total RAUM88.7%
Non-discretionary11.3%
$32M
11% of total RAUM11.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$281M
Total Accounts411
10Y AUM Change+$170M (+152.9%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees7
Clients per Employee19:1
10Y Employee Change+4 (+133.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.