ALISO VIEJO, CACRD 121254Latest ADV March 31, 2026
Wealthspire Retirement Advisory is an SEC registered investment adviser organized as a limited liability company with a primary office location in Aliso Viejo, CA. Its latest Form ADV filing, dated March 31, 2026, reports $38.6B in regulatory assets under management, 244 employees, 50 offices, and 7,532 accounts.
Assets Under Management
$38.6B
Employees
244
Offices
50 offices
Total Clients
7,532
Primary office
ALISO VIEJO, CA
120 VANTIS, SUITE 400, ALISO VIEJO, CA, United States
Top client segmentIndividuals represent 71.3% of total clients.
Top client categories% of clientsClients
1
Individuals
71.3%
5,369
2
Pension Plans
18.5%
1,395
3
HNWI
10.2%
768
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$38.6Bas of March 31, 2026
Discretionary100.0%
$38.6B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$38.6B
Total Accounts7,532
10Y AUM Change$-4.1B (-9.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees244
Clients per Employee31:1
10Y Employee Change+109 (+80.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.