Sws Capital Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated March 30, 2026, reports $413M in regulatory assets under management, 10 employees, 1 office, and 9 accounts.
Assets Under Management
$413M
Employees
10
Offices
1 office
Total Clients
7
Primary office
NEW YORK, NY
100 WALL STREET, 18TH FLOOR, NEW YORK, NY, United States
Portfolio management for pooled investment vehicles
Fee models offered
1 types reported
Asset based fees
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentGovernment represent 71.4% of total clients.
Top client categories% of clientsClients
1
Government
71.4%
5
2
Pooled Investment Vehicles
28.6%
2
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
MUSEUM<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$413Mas of March 30, 2026
Discretionary85.9%
$355M
86% of total RAUM85.9%
Non-discretionary14.1%
$58M
14% of total RAUM14.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$413M
Total Accounts9
10Y AUM Change+$325M (+369.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees10
Clients per Employee1:1
10Y Employee Change+5 (+100.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.