HARTFORD, CTCRD 118853Latest ADV February 25, 2026
Founders Capital Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Hartford, CT. Its latest Form ADV filing, dated February 25, 2026, reports $920M in regulatory assets under management, 5 employees, and 538 accounts.
Assets Under Management
$920M
Employees
5
Offices
--
Total Clients
224
Primary office
HARTFORD, CT
ONE STATE STREET, SUITE 1700, HARTFORD, CT, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentHNWI represent 59.8% of total clients.
Top client categories% of clientsClients
1
HNWI
59.8%
134
2
Individuals
37.1%
83
3
Charitable
2.7%
6
4
Corporations
0.4%
1
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$920Mas of February 25, 2026
Discretionary88.1%
$810M
88% of total RAUM88.1%
Non-discretionary11.9%
$110M
12% of total RAUM11.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$920M
Total Accounts538
10Y AUM Change+$607M (+193.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5
Clients per Employee45:1
10Y Employee Change+2 (+66.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.