Firm profile

CONNING, INC.

HARTFORD, CTCRD 107423Latest ADV March 30, 2026

Conning, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Hartford, CT. Its latest Form ADV filing, dated March 30, 2026, reports $106.9B in regulatory assets under management, 270 employees, 1 office, and 819 accounts.

Assets Under Management
$106.9B
Employees
270
Offices
1 office
Total Clients
161
Primary office
HARTFORD, CT
ONE FINANCIAL PLAZA, 755 MAIN STREET, HARTFORD, CT, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

4 roles identified
CEOMatthew K. Daly
CCORobert S. Pearce
CFOJung W. Lee

Advisory services offered

4 types reported
Other advisory services
Portfolio management for businesses
Portfolio management for pooled investment vehicles

Fee models offered

6 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentInsurance Cos. represent 75.2% of total clients.
Top client categories% of clientsClients
1
Insurance Cos.
75.2%
121
2
Government
10.6%
17
3
Corporations
5.6%
9
4
Pooled Investment Vehicles
5.0%
8
5
Pension Plans
3.7%
6
Categories with <5 clients
Charitable Organizations<5 clients
TRUSTS & HOLDING COMPANY<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$106.9Bas of March 30, 2026
Discretionary99.7%
$106.6B
100% of total RAUM99.7%
Non-discretionary0.3%
$272M
0% of total RAUM0.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$106.9B
Total Accounts819
10Y AUM Change+$34.9B (+48.4%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees270
Clients per Employee1:1
10Y Employee Change0 (0.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.