Laurel Wealth Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Charlotte, NC. Its latest Form ADV filing, dated March 17, 2026, reports $1.1B in regulatory assets under management, 9 employees, 1 office, and 1,429 accounts.
Assets Under Management
$1.1B
Employees
9
Offices
1 office
Total Clients
547
Primary office
CHARLOTTE, NC
1355 GREENWOOD CLIFF, STE. 301, CHARLOTTE, NC, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 50.5% of total clients.
Top client categories% of clientsClients
1
Individuals
50.5%
276
2
HNWI
44.6%
244
3
Corporations
2.9%
16
4
Charitable
2.0%
11
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.1Bas of March 17, 2026
Discretionary98.7%
$1.1B
99% of total RAUM98.7%
Non-discretionary1.3%
$14M
1% of total RAUM1.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$1.1B
Total Accounts1,429
10Y AUM Change+$737M (+199.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees9
Clients per Employee61:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.