Firm profile

COLLEGIATE CAPITAL MANAGEMENT, INC.

RALEIGH, NCCRD 118205Latest ADV March 12, 2026

Collegiate Capital Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Raleigh, NC. Its latest Form ADV filing, dated March 12, 2026, reports $653M in regulatory assets under management, 8 employees, and 1,992 accounts.

Assets Under Management
$653M
Employees
8
Offices
--
Total Clients
446
Primary office
RALEIGH, NC
214 NEW BERN PLACE, RALEIGH, NC, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CCOTony W. Sigmon
COOErin R. Capps

Advisory services offered

3 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

1 types reported
Asset based fees
Sources checked May 14, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 52.5% of total clients.
Top client categories% of clientsClients
1
Individuals
52.5%
234
2
HNWI
45.7%
204
3
Corporations
1.8%
8
Categories with <5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$653Mas of March 12, 2026
Discretionary93.2%
$608M
93% of total RAUM93.2%
Non-discretionary6.8%
$45M
7% of total RAUM6.8%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$653M
Total Accounts1,992
10Y AUM Change+$383M (+141.6%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees8
Clients per Employee56:1
10Y Employee Change+1 (+14.3%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.