PURCHASE, NYCRD 118130Latest ADV February 10, 2026
Main Street Financial is an SEC registered investment adviser organized as a limited liability company with a primary office location in Purchase, NY. Its latest Form ADV filing, dated February 10, 2026, reports $71M in regulatory assets under management, 4 employees, and 267 accounts.
Assets Under Management
$71M
Employees
4
Offices
--
Total Clients
98
Primary office
PURCHASE, NY
2500 WESTCHESTER AVE, SUITE 107, PURCHASE, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 77.6% of total clients.
Top client categories% of clientsClients
1
Individuals
77.6%
76
2
HNWI
22.4%
22
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$71Mas of February 10, 2026
Discretionary100.0%
$71M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$71M
Total Accounts267
10Y AUM Change+$26M (+56.9%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee25:1
10Y Employee Change+2 (+100.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.