Firm profile

TAG ASSOCIATES LLC

NEW YORK, NYCRD 116959Latest ADV March 31, 2026

Tag Associates LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated March 31, 2026, reports $7.1B in regulatory assets under management, 71 employee, 1 office, and 1,366 accounts.

Assets Under Management
$7.1B
Employees
71
Offices
1 office
Total Clients
90
Primary office
NEW YORK, NY
810 SEVENTH AVENUE, 7TH FLOOR, NEW YORK, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEODavid E. Basner
CCOJorge L. Gonzalez

Advisory services offered

5 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Performance-based fees
Sources checked May 15, 2026

Client Coverage Demographics

Top client segmentHNWI represent 88.9% of total clients.
Top client categories% of clientsClients
1
HNWI
88.9%
80
2
Pooled Investment Vehicles
11.1%
10
Categories with <5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$7.1Bas of March 31, 2026
Discretionary4.5%
$319M
5% of total RAUM4.5%
Non-discretionary95.5%
$6.7B
95% of total RAUM95.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$7.1B
Total Accounts1,366
10Y AUM Change$-1.2B (-14.5%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees71
Clients per Employee1:1
10Y Employee Change+4 (+6.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.