Firm profile

SPECTRUM ADVISORS, INC.

PLANO, TXCRD 114805Latest ADV March 31, 2026

Spectrum Advisors, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Plano, TX. Its latest Form ADV filing, dated March 31, 2026, reports $160M in regulatory assets under management, 9 employees, 4 offices, and 890 accounts.

Assets Under Management
$160M
Employees
9
Offices
4 offices
Total Clients
308
Primary office
PLANO, TX
2805 DALLAS PARKWAY, STE 200, PLANO, TX, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOZachary J. Norris

Advisory services offered

5 types reported
Educational seminars/workshops
Financial Planning Services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 15, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 87.7% of total clients.
Top client categories% of clientsClients
1
Individuals
87.7%
270
2
HNWI
12.3%
38

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$160Mas of March 31, 2026
Discretionary100.0%
$160M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$160M
Total Accounts890
10Y AUM Change+$50M (+45.5%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees9
Clients per Employee34:1
10Y Employee Change+2 (+28.6%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.