Firm profile

Segal Marco Advisors

NEW YORK, NYCRD 114687Registration Status: ApprovedEffective since October 2, 2002SEC # 801-61280Latest ADV August 6, 2026

Segal Marco Advisors is an SEC registered investment adviser organized as a corporation with a primary office location in New York, NY. Its latest Form ADV filing, dated August 6, 2026, reports $50.2B in regulatory assets under management, 112 employees, 16 offices, and 129 accounts.

Assets Under Management
$50.2B
Employees
112
Offices
16 offices
Total Clients
129

Associated firm names

4 names listed
  • ROGERSCASEY, A DIVISION OF SEGAL ADVISORS, INC.
  • SEGAL ROGERSCASEY
  • SEGAL MARCO ADVISORS
  • SEGAL ADVISORS, INC.

Leadership

3 roles identified
CEOJohn R. Demairo
CCOAmy C. Forebaugh
CFOJoseph M. Fristachi

Advisory services offered

8 types reported
Educational seminars/workshops
Other advisory services
Pension consulting services

Fee models offered

4 types reported
Asset based fees
Fixed fees
Hourly charges

Offices & Contact

Primary office

NEW YORK, New York, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

New York

NEW YORKPrimary office

Colorado

GREENWOOD VILLAGE

Connecticut

FARMINGTON

District of Columbia

WASHINGTON

Georgia

ATLANTA

Illinois

CHICAGO

Ireland

BALLSBRIDGE DUBLIN

Massachusetts

BOSTON · BRAINTREE

Ohio

CLEVELAND

10 office records listed · 16 total offices reported. 6 additional office addresses are undisclosed and are not mapped. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$50.2Bas of August 6, 2026
Discretionary25.7%
$12.9B
26% of total RAUM25.7%
Non-discretionary74.3%
$37.2B
74% of total RAUM74.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentPension Plans represent 57.4% of total clients.
Top client categories% of clientsClients
1
Pension Plans
57.4%
74
2
OTHER BENEFIT PLANS; UNION; STRIKE/LOCKOUT FUNDS
31.8%
41
3
Government
4.7%
6
4
Pooled Investment Vehicles
3.1%
4
5
Charitable
3.1%
4

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$50.2B
Total Accounts129
10Y AUM Change+$34.7B (+224.5%)

Private Funds

Private funds reported by Segal Marco Advisors

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees112
Clients per Employee1:1
10Y Employee Change-27 (-19.4%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
THE SEGAL GROUP, INC.Direct owner · Schedule AInterest in SEGAL MARCO ADVISORS
75%+

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Segal Marco Advisors.

No indirect ownership information reported in the source’s Schedule B.

Reported ownership and control details

Form ADV · Filing date 2026-08-06 · Schedules A and B

16 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1JOHN ROBERT DEMAIRODIRECTOR, CHIEF EXECUTIVE OFFICERIndividualSEGAL MARCO ADVISORSLess than 5%Code NAYesDIRECTOR, CHIEF EXECUTIVE OFFICER12/2011Schedule APDF page 49
2THE SEGAL GROUP, INC.100% SHAREHOLDER OF SEGAL ADVISORS, INC.Domestic entitySEGAL MARCO ADVISORS75% or moreCode EYes100% SHAREHOLDER OF SEGAL ADVISORS, INC.08/1969Schedule APDF page 49
3JOSEPH ANTHONY LOCICERODIRECTORIndividualSEGAL MARCO ADVISORSLess than 5%Code NANoDIRECTOR01/2006Schedule APDF page 49
4DAVID BLUMENSTEINDIRECTORIndividualSEGAL MARCO ADVISORSLess than 5%Code NANoDIRECTOR06/2008Schedule APDF page 49
5STUART LERNERDIRECTORIndividualSEGAL MARCO ADVISORSLess than 5%Code NANoDIRECTOR01/2017Schedule APDF page 49
6ANDREW D SHERMANDIRECTORIndividualSEGAL MARCO ADVISORSLess than 5%Code NANoDIRECTOR01/2019Schedule APDF page 49
7JENNIFER BENZDIRECTORIndividualSEGAL MARCO ADVISORSLess than 5%Code NANoDIRECTOR01/2020Schedule APDF page 49
8STEVEN CARY GREENSPANSENIOR VICE PRESIDENT, GENERAL COUNSEL, CORPORATE SECRETARYIndividualSEGAL MARCO ADVISORSLess than 5%Code NAYesSENIOR VICE PRESIDENT, GENERAL COUNSEL, CORPORATE SECRETARY12/2020Schedule APDF page 49
9Mary Patricia KirbyDIRECTORIndividualSEGAL MARCO ADVISORSLess than 5%Code NANoDIRECTOR01/2021Schedule APDF page 49
10JOSEPH MICHAEL FRISTACHISENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURERIndividualSEGAL MARCO ADVISORSLess than 5%Code NAYesSENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER10/2021Schedule APDF page 49
11ALDWIN PASCUA FRIASDIRECTORIndividualSEGAL MARCO ADVISORSLess than 5%Code NANoDIRECTOR01/2022Schedule APDF page 49
12AMY COOK FOREBAUGHCHIEF COMPLIANCE OFFICERIndividualSEGAL MARCO ADVISORSLess than 5%Code NAYesCHIEF COMPLIANCE OFFICER08/2025Schedule APDF page 49
13Jason L. RussellSENIOR VICE PRESIDENTIndividualSEGAL MARCO ADVISORSLess than 5%Code NANoSENIOR VICE PRESIDENT07/2017Schedule APDF page 49
14Diane R McNallySENIOR VICE PRESIDENTIndividualSEGAL MARCO ADVISORSLess than 5%Code NANoSENIOR VICE PRESIDENT01/2017Schedule APDF page 49
15SETH WILLIAM ALMALIAHCO PRESIDENTIndividualSEGAL MARCO ADVISORSLess than 5%Code NAYesCO PRESIDENT07/2026Schedule APDF page 50
16John W MarcoCO-PRESIDENTIndividualSEGAL MARCO ADVISORSLess than 5%Code NAYesCO-PRESIDENT07/2026Schedule APDF page 50

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 8/6/2026 1:53:53 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.