Certified Financial Strategies Corporation is an SEC registered investment adviser organized as a corporation with a primary office location in Dallas, TX. Its latest Form ADV filing, dated March 6, 2026, reports $133M in regulatory assets under management, 2 employees, 1 office, and 300 accounts.
Assets Under Management
$133M
Employees
2
Offices
1 office
Total Clients
163
Primary office
DALLAS, TX
12700 HILLCREST RD., STE. 210, DALLAS, TX, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 49.1% of total clients.
Top client categories% of clientsClients
1
Individuals
49.1%
80
2
HNWI
39.3%
64
3
Irrevocable Trusts/Estates
9.2%
15
4
Corporations
1.2%
2
5
Pension Plans
0.6%
1
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$133Mas of March 6, 2026
Discretionary64.8%
$86M
65% of total RAUM64.8%
Non-discretionary35.2%
$47M
35% of total RAUM35.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$133M
Total Accounts300
10Y AUM Change+$15M (+12.8%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee82:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.