Profocus Incorporated is an SEC registered investment adviser organized as a corporation with a primary office location in Phoenix, AZ. Its latest Form ADV filing, dated March 23, 2026, reports $157M in regulatory assets under management, 7 employees, 2 offices, and 529 accounts.
Assets Under Management
$157M
Employees
7
Offices
2 offices
Total Clients
152
Primary office
PHOENIX, AZ
5010 EAST WARNER ROAD, SUITE 202, PHOENIX, AZ, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 15, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 61.2% of total clients.
Top client categories% of clientsClients
1
Individuals
61.2%
93
2
HNWI
30.3%
46
3
Corporations
8.6%
13
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$157Mas of March 23, 2026
Discretionary100.0%
$157M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$157M
Total Accounts529
10Y AUM Change+$46M (+41.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees7
Clients per Employee22:1
10Y Employee Change+5 (+250.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.