Firm profile

Genter Advisors LLC

LOS ANGELES, CACRD 113916Registration Status: ApprovedEffective since July 6, 2001SEC # 801-60408Latest ADV April 1, 2026

Genter Advisors LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Los Angeles, CA. Its latest Form ADV filing, dated April 1, 2026, reports $183M in regulatory assets under management, 63 employees, 1 office, and 569 accounts.

Assets Under Management
$183M
Employees
63
Offices
1 office
Total Clients
569

Associated firm names

2 names listed
  • GENTER ADVISORS LLC
  • GENTER CAPITAL MANAGEMENT LLC

Leadership

4 roles identified
CEODaniel J. Genter
CCOManuel A. Gutierrez
CFOManuel A. Gutierrez

Advisory services offered

3 types reported
Portfolio management for businesses
Portfolio management for individuals and small businesses
Selection of other advisers

Fee models offered

2 types reported
Asset based fees
Other fee arrangements

Offices & Contact

Primary office

LOS ANGELES, California, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

California

LOS ANGELESPrimary office

1 office records listed · 1 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$183Mas of April 1, 2026
Discretionary100.0%
$183M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentIndividuals represent 90.5% of total clients.
Top client categories% of clientsClients
1
Individuals
90.5%
515
2
HNWI
5.1%
29
3
Pension Plans
3.5%
20
4
Corporations
0.9%
5
Categories with <5 clients
Banking or thrift institutions<5 clients
Charitable Organizations<5 clients
Other categories<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$183M
Total Accounts569
10Y AUM Change$-3M (-1.6%)

Private Funds

Private funds reported by Genter Advisors LLC

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees63
Clients per Employee9:1
10Y Employee Change-5 (-7.4%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
GENTER CAPITAL LLCDirect owner · Schedule AInterest in GENTER ADVISORS LLC
75%+
DANIEL JOHN GENTERIndirect owner · Schedule BInterest in GENTER CAPITAL LLC
75%+

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Genter Advisors LLC.

Reported ownership and control details

Form ADV · Filing date 2026-04-01 · Schedules A and B

13 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1GENTER CAPITAL LLCOWNER/MEMBERDomestic entityGENTER ADVISORS LLC75% or moreCode EYesOWNER/MEMBER06/2001Schedule APDF page 19
2DANIEL JOHN GENTERPRESIDENT/CEO/CIOIndividualGENTER ADVISORS LLCLess than 5%Code NAYesPRESIDENT/CEO/CIO06/2001Schedule APDF page 19
3MANUEL AGA GUTIERREZSR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICERIndividualGENTER ADVISORS LLCLess than 5%Code NAYesSR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER06/2001Schedule APDF page 19
4TIMOTHY JUDSON DEMSHKISR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISIONIndividualGENTER ADVISORS LLCLess than 5%Code NAYesSR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION06/2003Schedule APDF page 19
5DAVID WILLIAM PESCHERINESR. VICE PRESIDENT/DIRECTOR OF EQUITYIndividualGENTER ADVISORS LLCLess than 5%Code NAYesSR. VICE PRESIDENT/DIRECTOR OF EQUITY01/2022Schedule APDF page 19
6BRIAN LAWRENCE ELLIOTTSR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISIONIndividualGENTER ADVISORS LLCLess than 5%Code NAYesSR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION01/2012Schedule APDF page 19
7ALEXANDER JOSEPH HALLSR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOMEIndividualGENTER ADVISORS LLCLess than 5%Code NAYesSR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME04/2016Schedule APDF page 19
8BRIAN JOHN PYTLEWSKISR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOMEIndividualGENTER ADVISORS LLCLess than 5%Code NAYesSR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME04/2016Schedule APDF page 20
9JOHN NMN BARRYSR. VICE PRESIDENT- OPERATIONSIndividualGENTER ADVISORS LLCLess than 5%Code NAYesSR. VICE PRESIDENT- OPERATIONS08/2021Schedule APDF page 20
10RAJIV RANDHIR VYASSR. VICE PRESIDENT/DIRECTOR OF CREDIT RESEARCHIndividualGENTER ADVISORS LLCLess than 5%Code NANoSR. VICE PRESIDENT/DIRECTOR OF CREDIT RESEARCH03/2020Schedule APDF page 20
11PAUL MORRIS RYANSR. VICE PRESIDENT/FIXED INCOME PORTFOLIO MANAGERIndividualGENTER ADVISORS LLCLess than 5%Code NAYesSR. VICE PRESIDENT/FIXED INCOME PORTFOLIO MANAGER03/2022Schedule APDF page 20
12CHARLES HYNSON WARNERSR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENTIndividualGENTER ADVISORS LLCLess than 5%Code NAYesSR. VICE PRESIDENT/DIRECTOR OF EQUITY PORTFOLIO MANAGEMENT04/2024Schedule APDF page 20
13DANIEL JOHN GENTERMEMBER/MANAGERIndividualGENTER CAPITAL LLC75% or moreCode EYesMEMBER/MANAGER03/1998Schedule BPDF page 20

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 4/1/2026 2:47:55 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.