Firm profile

FIRST ASSOCIATED INVESTMENT ADVISORS, INC.

DULUTH, MNCRD 113086Latest ADV June 26, 2025

First Associated Investment Advisors, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Duluth, MN. Its latest Form ADV filing, dated June 26, 2025, reports $52M in regulatory assets under management, 4 employees, and 1 account.

Assets Under Management
$52M
Employees
4
Offices
--
Total Clients
<5
Primary office
DULUTH, MN
5161 MILLER TRUNK HIGHWAY, DULUTH, MN, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links
Phone(218) 722-8248
WebsiteNot reported
LinkedInNot reported

Leadership

1 roles identified
CCOAnn T. Hockman

Advisory services offered

1 types reported
Portfolio management for investment companies

Fee models offered

1 types reported
Asset based fees
Sources checked May 14, 2026

Client Coverage Demographics

Top client segmentInvestment Cos. represent 100.0% of total clients.
Top client categories% of clientsClients
1
Investment Cos.
100.0%
1

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$52Mas of June 26, 2025
Discretionary100.0%
$52M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$52M
Total Accounts1
10Y AUM Change+$21M (+68.8%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees4
Clients per Employee0:1
10Y Employee Change+1 (+33.3%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.