Rafferty Asset Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated March 3, 2026, reports $55.2B in regulatory assets under management, 45 employees, 2 offices, and 133 accounts.
Assets Under Management
$55.2B
Employees
45
Offices
2 offices
Total Clients
133
Primary office
NEW YORK, NY
535 MADISON AVE, 37TH FLOOR, NEW YORK, NY, United States
Portfolio management for pooled investment vehicles
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentInvestment Cos. represent 99.2% of total clients.
Top client categories% of clientsClients
1
Investment Cos.
99.2%
132
2
Pooled Investment Vehicles
0.8%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$55.2Bas of March 3, 2026
Discretionary100.0%
$55.2B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$55.2B
Total Accounts133
10Y AUM Change+$44.0B (+393.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees45
Clients per Employee3:1
10Y Employee Change+10 (+28.6%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.