Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Deprince, Race & Zollo, Inc..
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
THE JOHN D. RACE TRUSTDirect owner · Schedule AInterest in DEPRINCE, RACE & ZOLLO, INC.
10% to < 25%
THE VICTOR A. ZOLLO, JR. REVOCABLE TRUSTDirect owner · Schedule AInterest in DEPRINCE, RACE & ZOLLO, INC.
10% to < 25%
GREGORY T. RAMSBY TRUST 1/14/99Direct owner · Schedule AInterest in DEPRINCE, RACE & ZOLLO, INC.
10% to < 25%
KELLY W. CARBONE REVOCABLE TRUST 11/1/2005Direct owner · Schedule AInterest in DEPRINCE, RACE & ZOLLO, INC.
10% to < 25%
HARRY CHRISTOPHER RADOVICHDirect owner · Schedule AInterest in DEPRINCE, RACE & ZOLLO, INC.
5% to < 10%
RANDY ALLEN RENFROWDirect owner · Schedule AInterest in DEPRINCE, RACE & ZOLLO, INC.
5% to < 10%
MARC PHILLIP MILLERDirect owner · Schedule AInterest in DEPRINCE, RACE & ZOLLO, INC.
5% to < 10%
JOHN DUDLEY RACEDirect owner · Schedule AInterest in DEPRINCE, RACE & ZOLLO, INC.
< 5%
JR. VICTOR ANTHONY ZOLLODirect owner · Schedule AInterest in DEPRINCE, RACE & ZOLLO, INC.
< 5%
GREGORY TODD RAMSBYDirect owner · Schedule AInterest in DEPRINCE, RACE & ZOLLO, INC.
< 5%
KELLY WEBER CARBONEDirect owner · Schedule AInterest in DEPRINCE, RACE & ZOLLO, INC.
< 5%
ANGELA ANNE JOHNSTONDirect owner · Schedule AInterest in DEPRINCE, RACE & ZOLLO, INC.
< 5%
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Deprince, Race & Zollo, Inc...
Reported ownership and control details
Form ADV · Filing date 2026-05-08 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | JOHN DUDLEY RACEPRINCIPAL,CO-CEO, MGMT COMMITTEE MEMBERIndividual | DEPRINCE, RACE & ZOLLO, INC. | Less than 5%Code NA | Yes | PRINCIPAL,CO-CEO, MGMT COMMITTEE MEMBER03/1995 | Schedule APDF page 28 |
| 2 | JR. VICTOR ANTHONY ZOLLOPRINCIPAL,PRESIDENT,CO- CEO, MGMT COMMITTEE MEMBERIndividual | DEPRINCE, RACE & ZOLLO, INC. | Less than 5%Code NA | Yes | PRINCIPAL,PRESIDENT,CO- CEO, MGMT COMMITTEE MEMBER03/1995 | Schedule APDF page 28 |
| 3 | GREGORY TODD RAMSBYPRINCIPAL, MGMT COMMITTEE MEMBERIndividual | DEPRINCE, RACE & ZOLLO, INC. | Less than 5%Code NA | Yes | PRINCIPAL, MGMT COMMITTEE MEMBER04/2001 | Schedule APDF page 28 |
| 4 | KELLY WEBER CARBONEPRINCIPAL, MGMT COMMITTEE MEMBERIndividual | DEPRINCE, RACE & ZOLLO, INC. | Less than 5%Code NA | Yes | PRINCIPAL, MGMT COMMITTEE MEMBER04/2001 | Schedule APDF page 28 |
| 5 | THE JOHN D. RACE TRUSTSHAREHOLDERDomestic entity | DEPRINCE, RACE & ZOLLO, INC. | 10% to less than 25%Code B | Yes | SHAREHOLDER03/1998 | Schedule APDF page 28 |
| 6 | THE VICTOR A. ZOLLO, JR. REVOCABLE TRUSTSHAREHOLDERDomestic entity | DEPRINCE, RACE & ZOLLO, INC. | 10% to less than 25%Code B | Yes | SHAREHOLDER02/2002 | Schedule APDF page 28 |
| 7 | ANGELA ANNE JOHNSTONCFO, MGMT COMMITTEE MEMBERIndividual | DEPRINCE, RACE & ZOLLO, INC. | Less than 5%Code NA | Yes | CFO, MGMT COMMITTEE MEMBER01/2010 | Schedule APDF page 28 |
| 8 | ADELBERT ROBERTO SANCHEZCHIEF COMPLIANCE OFFICERIndividual | DEPRINCE, RACE & ZOLLO, INC. | Less than 5%Code NA | Yes | CHIEF COMPLIANCE OFFICER02/2013 | Schedule APDF page 28 |
| 9 | HARRY CHRISTOPHER RADOVICHCO-PORTFOLIO MANAGERIndividual | DEPRINCE, RACE & ZOLLO, INC. | 5% to less than 10%Code A | No | CO-PORTFOLIO MANAGER01/2010 | Schedule APDF page 28 |
| 10 | DARREN CHRISTOPHER WEEMSCO-PORTFOLIO MANAGERIndividual | DEPRINCE, RACE & ZOLLO, INC. | Less than 5%Code NA | No | CO-PORTFOLIO MANAGER01/2011 | Schedule APDF page 28 |
| 11 | RANDY ALLEN RENFROWCO-PORTFOLIO MANAGERIndividual | DEPRINCE, RACE & ZOLLO, INC. | 5% to less than 10%Code A | No | CO-PORTFOLIO MANAGER01/2013 | Schedule APDF page 28 |
| 12 | GREGORY T. RAMSBY TRUST 1/14/99SHAREHOLDERDomestic entity | DEPRINCE, RACE & ZOLLO, INC. | 10% to less than 25%Code B | Yes | SHAREHOLDER12/2011 | Schedule APDF page 28 |
| 13 | KELLY W. CARBONE REVOCABLE TRUST 11/1/2005SHAREHOLDERDomestic entity | DEPRINCE, RACE & ZOLLO, INC. | 10% to less than 25%Code B | Yes | SHAREHOLDER12/2011 | Schedule APDF page 28 |
| 14 | MARC PHILLIP MILLERCO-PORTFOLIO MANAGERIndividual | DEPRINCE, RACE & ZOLLO, INC. | 5% to less than 10%Code A | No | CO-PORTFOLIO MANAGER03/2012 | Schedule APDF page 28 |
| 15 | JAMES KURTIS WOODDIRECTOR OF CLIENT SERVICEIndividual | DEPRINCE, RACE & ZOLLO, INC. | Less than 5%Code NA | No | DIRECTOR OF CLIENT SERVICE01/2005 | Schedule APDF page 28 |
| 16 | DAMIEN AMATOSENIOR RESEARCH ANALYSTIndividual | DEPRINCE, RACE & ZOLLO, INC. | Less than 5%Code NA | No | SENIOR RESEARCH ANALYST06/2020 | Schedule APDF page 28 |
| 17 | BRENDAN MICHAEL LONGSENIOR RESEARCH ANALYSTIndividual | DEPRINCE, RACE & ZOLLO, INC. | Less than 5%Code NA | No | SENIOR RESEARCH ANALYST01/2013 | Schedule APDF page 28 |
| 18 | ZACHARY JOSEPH PANCRATZCO-PORTFOLIO MANAGERIndividual | DEPRINCE, RACE & ZOLLO, INC. | Less than 5%Code NA | No | CO-PORTFOLIO MANAGER01/2024 | Schedule APDF page 28 |
| 19 | JOHN DUDLEY RACETRUSTEEIndividual | THE JOHN D. RACE TRUST | Percentage not specifiedCode F | Yes | TRUSTEE06/1998 | Schedule BPDF page 29 |
| 20 | JR. VICTOR ANTHONY ZOLLOTRUSTEEIndividual | THE VICTOR A. ZOLLO, JR. REVOCABLE TRUST | Percentage not specifiedCode F | Yes | TRUSTEE06/1998 | Schedule BPDF page 29 |
| 21 | GREGORY TODD RAMSBYTRUSTEEIndividual | GREGORY T. RAMSBY TRUST 1/14/99 | Percentage not specifiedCode F | Yes | TRUSTEE01/1999 | Schedule BPDF page 29 |
| 22 | KELLY WEBER CARBONETRUSTEEIndividual | KELLY W. CARBONE REVOCABLE TRUST 11/1/2005 | Percentage not specifiedCode F | Yes | TRUSTEE11/2005 | Schedule BPDF page 29 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 5/8/2026 2:45:26 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.