Firm profile

STERNECK CAPITAL MANAGEMENT LLC

KANSAS CITY, MOCRD 111463Latest ADV January 30, 2026

Sterneck Capital Management LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Kansas City, MO. Its latest Form ADV filing, dated January 30, 2026, reports $328M in regulatory assets under management, 5 employees, 5 offices, and 670 accounts.

Assets Under Management
$328M
Employees
5
Offices
5 offices
Total Clients
265
Primary office
KANSAS CITY, MO
1251 NW BRIARCLIFF PKWY, STE 95, KANSAS CITY, MO, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CCOBrandie M. Giffin
COOBrandie M. Giffin
CIOFrank M. Sterneck

Advisory services offered

5 types reported
Educational seminars/workshops
Financial Planning Services
Other advisory services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Other fee arrangements
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentHNWI represent 48.7% of total clients.
Top client categories% of clientsClients
1
HNWI
48.7%
129
2
Individuals
45.3%
120
3
Charitable
3.0%
8
4
Corporations
3.0%
8

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$328Mas of January 30, 2026
Discretionary94.2%
$309M
94% of total RAUM94.2%
Non-discretionary5.8%
$19M
6% of total RAUM5.8%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$328M
Total Accounts670
10Y AUM Change$-12M (-3.5%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees5
Clients per Employee53:1
10Y Employee Change-4 (-44.4%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.