Firm profile

MODERN WEALTH MANAGEMENT, LLC

KANSAS CITY, MOCRD 324624Latest ADV April 28, 2026

Modern Wealth Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Kansas City, MO. Its latest Form ADV filing, dated April 28, 2026, reports $10.9B in regulatory assets under management, 253 employees, 22 offices, and 30,617 accounts.

Assets Under Management
$10.9B
Employees
253
Offices
22 offices
Total Clients
11,934
Primary office
KANSAS CITY, MO
1712 MAIN STREET, SUITE 400, KANSAS CITY, MO, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEOGary L. Roth
CEOMichael J. Capelle
CCOJames P. Rankin

Advisory services offered

5 types reported
Educational seminars/workshops
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 75.4% of total clients.
Top client categories% of clientsClients
1
Individuals
75.4%
8,995
2
HNWI
21.2%
2,529
3
Pension Plans
3.1%
365
4
Corporations
0.2%
26
5
Charitable
0.2%
19
Categories with <5 clients
Banking or thrift institutions<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$10.9Bas of April 28, 2026
Discretionary93.8%
$10.2B
94% of total RAUM93.8%
Non-discretionary6.2%
$675M
6% of total RAUM6.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$10.9B
Total Accounts30,617
10Y AUM Change+$10.9B

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees253
Clients per Employee47:1
10Y Employee Change+250 (+8333.3%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.