South Ocean Management Ltd. is an SEC registered investment adviser organized as a corporation. Its latest Form ADV filing, dated March 27, 2026, reports $13M in regulatory assets under management, 4 employees, and 19 accounts.
Assets Under Management
$13M
Employees
4
Offices
--
Total Clients
19
Primary office
WANCHAI
15E 15/F, THE PHOENIX BUILDING, 23 LUARD ROAD, WANCHAI, Hong Kong
Portfolio management for individuals and small businesses
Portfolio management for pooled investment vehicles
Fee models offered
2 types reported
Asset based fees
Performance-based fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentHNWI represent 89.5% of total clients.
Top client categories% of clientsClients
1
HNWI
89.5%
17
2
Pooled Investment Vehicles
10.5%
2
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$13Mas of March 27, 2026
Discretionary88.5%
$12M
89% of total RAUM88.5%
Non-discretionary11.5%
$2M
11% of total RAUM11.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$13M
Total Accounts19
10Y AUM Change$-878K (-6.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee5:1
10Y Employee Change+1 (+33.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.