Firm profile

ZACKS INVESTMENT MANAGEMENT, INC.

CHICAGO, ILCRD 110897Latest ADV May 29, 2025

Zacks Investment Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Chicago, IL. Its latest Form ADV filing, dated May 29, 2025, reports $12.4B in regulatory assets under management, 122 employees, 19 offices, and 12,050 accounts.

Assets Under Management
$12.4B
Employees
122
Offices
19 offices
Total Clients
3,730
Primary office
CHICAGO, IL
101 N. WACKER DRIVE, SUITE 1500, CHICAGO, IL, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CCOFrank C. Lanza
CFORALPH, DONALD, EUGENE

Advisory services offered

6 types reported
Financial Planning Services
Other advisory services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Performance-based fees
Sources checked May 14, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 55.5% of total clients.
Top client categories% of clientsClients
1
Individuals
55.5%
2,072
2
HNWI
33.4%
1,246
3
Pension Plans
4.3%
161
4
Other Advisers
3.4%
127
5
Corporations
2.5%
92
Additional categories (<0.1%)
Charitable<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$12.4Bas of May 29, 2025
Discretionary100.0%
$12.4B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$12.4B
Total Accounts12,050
10Y AUM Change+$9.1B (+272.2%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees122
Clients per Employee31:1
10Y Employee Change+27 (+28.4%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.