Firm profile

PINNACLE ASSOCIATES, LTD.

NEW YORK, NYCRD 110631Latest ADV March 26, 2026

Pinnacle Associates, Ltd. is an SEC registered investment adviser organized as a corporation with a primary office location in New York, NY. Its latest Form ADV filing, dated March 26, 2026, reports $10.4B in regulatory assets under management, 69 employees, 8 offices, and 6,766 accounts.

Assets Under Management
$10.4B
Employees
69
Offices
8 offices
Total Clients
2,325
Primary office
NEW YORK, NY
286 MADISON AVENUE, 20TH FLOOR, NEW YORK, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CCOJoseph W. Shea
CFOPaul J. Lagermasini

Advisory services offered

4 types reported
Financial Planning Services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 58.9% of total clients.
Top client categories% of clientsClients
1
Individuals
58.9%
1,370
2
HNWI
18.8%
438
3
Irrevocable Trusts/Estates
18.6%
432
4
Corporations
2.2%
52
5
Pension Plans
1.2%
29
Categories with <5 clients
Charitable Organizations<5 clients
Other investment advisers<5 clients
State or municipal government entities (including govt. pension plans)<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$10.4Bas of March 26, 2026
Discretionary100.0%
$10.4B
100% of total RAUM100.0%
Non-discretionary0.0%
$2M
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$10.4B
Total Accounts6,766
10Y AUM Change+$4.3B (+70.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees69
Clients per Employee34:1
10Y Employee Change+19 (+38.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.