CARLSBAD, CACRD 110516Latest ADV November 14, 2025
Mh & Associates Securities Management Corporation is an SEC registered investment adviser organized as a corporation with a primary office location in Carlsbad, CA. Its latest Form ADV filing, dated November 14, 2025, reports $151M in regulatory assets under management, 4 employees, 1 office, and 152 accounts.
Assets Under Management
$151M
Employees
4
Offices
1 office
Total Clients
76
Primary office
CARLSBAD, CA
2888 LOKER AVENUE EAST, SUITE 318, CARLSBAD, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentHNWI represent 61.8% of total clients.
Top client categories% of clientsClients
1
HNWI
61.8%
47
2
Individuals
38.2%
29
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$151Mas of November 14, 2025
Discretionary93.8%
$141M
94% of total RAUM93.8%
Non-discretionary6.2%
$9M
6% of total RAUM6.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$151M
Total Accounts152
10Y AUM Change+$47M (+44.9%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee19:1
10Y Employee Change-1 (-20.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.