CINCINNATI, OHCRD 110384Latest ADV January 20, 2026
Financial Rounds is an SEC registered investment adviser organized as a limited liability company with a primary office location in Cincinnati, OH. Its latest Form ADV filing, dated January 20, 2026, reports $211M in regulatory assets under management, 8 employees, and 610 accounts.
Assets Under Management
$211M
Employees
8
Offices
--
Total Clients
188
Primary office
CINCINNATI, OH
4555 LAKE FOREST DRIVE, STE 650, CINCINNATI, OH, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 69.7% of total clients.
Top client categories% of clientsClients
1
Individuals
69.7%
131
2
HNWI
30.3%
57
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$211Mas of January 20, 2026
Discretionary97.5%
$206M
98% of total RAUM97.5%
Non-discretionary2.5%
$5M
2% of total RAUM2.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$211M
Total Accounts610
10Y AUM Change+$73M (+52.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees8
Clients per Employee24:1
10Y Employee Change+2 (+33.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.